COMPLIANCE NOTICES

Please see Compliance Notices to Participants (CNTPs) issued by the Compliance Department of FMX Futures Exchange, L.P. to provide the marketplace guidance on certain Exchange rules. For questions regarding any of the CNTPs below, please contact [email protected].

Compliance Notice #3 Large Trader Reporting

FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange and CFTC rules regarding Large Trader Reporting and Ownership/Control Reporting.

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Compliance Notice #2 CTI Code and Tag 1028

FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange and CFTC rules regarding transaction records (Customer Type Indicator Code and Manual or Automated Order Indicator).

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Compliance Notice #1 Disruptive Practices

The FMX Futures Chief Compliance Officer is providing guidance to all market participants about complying with CFTC rules against abusive trading practices.

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