Please see Compliance Notices to Participants (CNTPs) issued by the Compliance Department of FMX Futures Exchange, L.P. to provide the marketplace guidance on certain Exchange rules. For questions regarding any of the CNTPs below, please contact [email protected].
Compliance Notice #8 Order Entry and Audit Trail Requirements
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange rules regarding Order Entry and Audit Trail Requirements.
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Compliance Notice #7 Wash Trading and Self Match Prevention
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange rules regarding Wash Trading and Self Match Prevention.
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Compliance Notice #6 Pre-Execution Communications
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange rules regarding Pre-Execution Communications.
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Compliance Notice #5 Block Trading
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange rules regarding Block Trading
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Compliance Notice #4 EFRP Transactions
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange rules regarding EFRP Transactions.
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Compliance Notice #3 Large Trader Reporting
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange and CFTC rules regarding Large Trader Reporting and Ownership/Control Reporting.
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Compliance Notice #2 CTI Code and Tag 1028
FMX Futures Compliance is providing guidance to all market participants to assist compliance with Exchange and CFTC rules regarding transaction records (Customer Type Indicator Code and Manual or Automated Order Indicator).
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